Regulatory information

Access useful information relating to changes in regulation.

Dodd Frank The primary purpose of the Dodd-Frank reform is to promote financial stability and investor protection
EMIR Trade Reporting Service A delegated trade reporting service
IBOR Reform & Risk-Free Rates Access to the SONIA Realised Rate Calculator
Market Abuse Regulation A list of historical investment recommendations can be accessed here
MiFID 2 Key information about NatWest Markets Plc (NWM), concerning MiFID II
Ring-fencing Ring-fencing is a law that protects retail customers from risk
PRIIPS Key Information Documents for packaged retail and insurance-based investor products (PRIIPS)
Securities Financing Transaction Regulation Key information about NatWest Markets Plc and NatWest Markets N.V. (NWM), concerning Securities Financing Transaction Regulation (SFTR)

Contact us

For any questions relating to regulatory developments please contact us at marketsregulation@natwestmarkets.com